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ETF Securities
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#	Item
181	Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF under NYSE Arca Equities Rule 8.6 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-05 07:52:31 Funds Financial services United States Securities and Exchange Commission United States securities law Hedge fund Asset-backed security Exchange-traded fund Security Collective investment scheme Financial economics Investment Finance
182	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 13:06:33 Futures contract Exchange-traded fund Security Securities Exchange Act U.S. Securities and Exchange Commission ETF Securities Securities regulation in the United States Financial economics Investment Finance
183	Order Granting Accelerated Approval of a Proposed Rule Change Regarding Listing and Trading of RP Short Duration ETF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-16 14:41:44 Funds 73rd United States Congress United States Securities and Exchange Commission United States securities law Exchange-traded fund NYSE Arca Securities and Exchange Commission Securities Exchange Act New York Stock Exchange Financial economics Investment Finance
184	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-09 11:58:47 Financial markets Funds Exchange-traded funds Futures contract International Securities Exchange Futures exchange Short ETF Securities Tel Aviv Stock Exchange Financial economics Investment Finance
185	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Syntax Analytics, LLC and Syntax ETF Trust; Notice of Application October 18, 2013 Agency: Securities and Exchange Commission (“C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-21 13:24:49 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Mutual fund Security Net asset value Bond Financial economics Investment Finance
186	Microsoft Word - Kathleen Moriarty Testimony _2_.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 16:30:04 Funds Commodities market Collective investment schemes SPDR Mutual fund Commodity pool Futures contract Commodity market ETF Securities Financial economics Investment Exchange-traded funds
187	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application November 21, 2013 Agency: Securities and Exchange Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 06:34:40 Funds Financial services 76th United States Congress Exchange-traded fund Collective investment scheme Financial adviser Unit investment trust Investment Company Act Investment Advisers Act Financial economics Investment Finance
188	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application August 27, 2013 Agency: Securities and Exchange Co Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 14:33:10 Funds Financial services Financial markets Exchange-traded fund Mutual fund Security Net asset value Depository Trust & Clearing Corporation Financial adviser Financial economics Investment Finance
189	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Cambria ETF Trust, et al.; Notice of Application October 28, 2013 Agency: Securities and Exchange Commission (“Commissio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 13:01:47 Funds Financial services Collective investment schemes Exchange-traded fund IShares Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Financial economics Investment Finance
190	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]ERNY Financial ETF Trust, et al.; Notice of Application July 30, 2013 Agency: Securities and Exchange Commission (“Commi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:10:58 Funds Financial services Collective investment schemes Exchange-traded funds IShares Financial adviser Unit investment trust Investment Company Act Securities and Exchange Commission Financial economics Investment Finance

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